Trauma theory as an approach to analyzing literary texts
The following is the primary text of a presentation for academics in Kabul and Tehran, arranged by Dr. Nasir Arian, Assistant Professor of Persian Literature and Middle Eastern Studies at Penn State University. It was conducted via Zoom December 5, 2024. This text is excerpted and updated from a much longer article published by Eclectica Magazine, “Cultural Trauma and the Postmodern Voice” (April/May 2021), which was itself excerpted and updated from my book Trauma Theory as an Approach to Analyzing Literary Texts (2021).
In a writers’ symposium on postmodern literature at Brown University in 1989, Robert Coover, in his welcoming remarks, gave the impression the writing style that became known as postmodernism sprang up in the 1950s and ’60s almost by sheer coincidence. Among the symposium participants were Leslie Fiedler, John Hawkes, Stanley Elkin, William Gass, Donald Barthelme, and William Gaddis. Coover noted other writers who certainly would have fit in but were not in attendance, including John Barth, Thomas Pynchon, Angela Carter, Italo Calvino, and Gunter Grass. Coover said, “[T]his group sought out some form, some means by which to express what seemed to them new realities.” However, Coover went on to suggest a remarkably thin theory as to why so many writers, all working in relative isolation, began constructing narrative in uncannily similar styles:
We felt we were all alone. No one was reading us, nor was anyone writing remotely like the sort of writing we were doing until, in the little magazines, we began slowly to discover one another. Few of us knew one another at the time we began writing. There was a uniform feeling among writers at that time that something had to change, something had to break, some structure had to go. And that was, I think, what most united us.
Even though the panel was intended to be a debate, and not merely a discussion, not a single writer challenged Coover’s explanation for the emergence of postmodern style. At first this assessment may seem startling—that some of the keenest and best-educated minds who were at the forefront of producing and (many) critiquing literary postmodernism accepted the premise that postmodern narrative style more or less just happened; essentially individuals writing in isolation on various continents, including North and South America, and Europe, just all happened to begin writing in the same sorts of ways, all in a narrow time span, from about 1950 to 1965. According to Coover, writers with virtual simultaneity decided to abandon modernist realism for something fragmented, repetitive, largely unrealistic and illogical, and highly intertextual.
Joe David Bellamy, in his preface to The New Fiction (1974), expresses a similar notion as to the origins of postmodern narrative style. Bellamy cites an essay by Louis D. Rubin, Jr., who “described his sense that the most interesting writers (at that hour of the world [mid 1960s]) were in the process of struggling against a ‘whole way of using language . . . a whole way of giving order to experience,’ which had been imposed on the sensibility of the times by the great writers of the immediate past.” Again, Bellamy appears to support the idea that postmodern writers simply decided to rebel against modernist literary convention.
A more cogent explanation, I believe, rests with trauma theory. The trauma of the nuclear age, experienced by the entirety of Western culture, affected the psyches of these writers in a way that resulted in postmodern literary style—a style reflecting the traumatized voice. (More on this in a moment.) Historians Jay Lifton and Greg Mitchell, in Hiroshima in America (1995), make several assertions regarding the 20th-century’s zeitgeist as it suddenly evolved after the Second World War. One is the “[s]truggles with the Hiroshima narrative have to do with a sense of meaning in a nuclear age, with our vision of America and our sense of ourselves.” Another is Americans were deeply and immediately conflicted with the atomic bombings of Hiroshima and Nagasaki. They experienced the “contradictory emotions of approval and fear the bomb evoked, a combination that has continued to disturb and confuse Americans ever since.” A third assertion is “[or]dinary people [. . .] experienced their own post-Hiroshima entrapment—mixtures of nuclearism and nuclear terror, of weapons advocacy and fearful anticipation of death and extinction.” And all of this internal conflict, much of which resides in the unconscious, has contributed to a “sense of the world as deeply absurd and dangerous.” Similarly, literary critic Ihab Hassan sees a connection between the horrors of the Second World War and postmodernism: “Postmodernism may be a response, direct or oblique, to the Unimaginable that Modernism glimpsed only in its most prophetic moments. Certainly it is not the Dehumanization of the Arts that concerns us now [1987]; it is rather the Denaturalization of the Planet and the End of Man.”
It is quite possible Coover and the other postmodernists at the Brown University symposium experienced the same sort of repression and dissociation individual trauma victims frequently do. We know it is common for people suffering the symptomology of post-traumatic stress disorder (PTSD) to have no conscious recollection whatsoever of the traumatizing event, or to have a dissociated recollection, so that trauma can be simultaneously indelible and forgettable. While the symposium participants did not seem to recognize post-nuclear cultural trauma as the source of their collective postmodern style, they inadvertently came near the mark—so much so that reading their comments from here in the 21st century, with our growing understanding of trauma theory, one experiences a sort of dramatic irony. An example is this exchange between Fiedler and Elkin regarding the role of the unconscious in narrative production:
Fiedler: [. . . The writer’s] possessed with certain hallucinations that he would like other people to take as real and to weep over and laugh over and shiver over. [. . .] One of the marvelous things about being a writer is many of the things you do you don’t know you’re doing until you get somebody’s response to it.
Elkin: I don’t believe that.
Fiedler: You don’t believe anything’s out of control in a writer?
Elkin: There’s plenty out of control, yes. Absolutely. But I don’t think there’s any such thing as serendipitous meaning.
Fiedler: Well, there’s meaning that comes from writers who are gifted, especially in writers who please many and please long—and it comes from levels deep within their unconsciousness.
I would call attention to Fiedler’s use of the word “possessed,” as we know trauma tends to possess its victim, distorting reality in numerous ways; and “hallucinations” of course are among the symptomology of the traumatized. Also, while Fiedler and Elkin disagree on specific points, they concur fiction is harvested in large part from the writer’s unconscious mind. Moreover, William Gass cited Gertrude Stein’s theory of composition and applied it to Elkin’s earlier statement where he imagined William Faulkner peering over his shoulder as he composed: “[Stein] wrote, she said, finally, for the human mind, which was the same in some remote, abstract sense. When Stanley [Elkin] says he’s writing with Faulkner looking over his shoulder, that’s the superego who’s telling you that your paragraphs are lousy.” Stein’s assessment gets at the notion of a collective unconsciousness, where writers and their readers are able to connect because all are tapping into the same neuropsychic substructures. Coover, meanwhile, referenced the nuclear-age zeitgeist of the 1960s:
I also wanted to get involved in telling stories. But we were in that period of time in the 1960s when telling stories was no longer so simple. A lot of people were telling stories, and it was getting us into wars. It didn’t seem to stop the growth of nuclear armaments in the world. The stories seemed to be contributing in some way to all those activities.
Coover also discussed writing as “a kind of therapy.” He said, “There are things you have to work your way through. There are issues that have to be confronted[. . . .] So you work that out in fictional forms, and you do feel that Freudian answer, that kind of power over what would otherwise be your impotent life.” Hence Coover recognized the unsettling cultural climate of post-Hiroshima America and how it contributed to narrative style; also, his view of writing-as-therapy is consistent with trauma theorists who suggest postmodern techniques are akin to victims’ struggling to transform traumatic memory into narrative memory. Even the Rubin quote Bellamy cites in The New Fiction—about writers “struggling” to find a “way of giving order to experience”—sounds very much like the difficult transformation from traumatic into narrative memory.
Characteristics of the Traumatized Voice
Before going further, let me take a step back to discuss, in brief, the correspondences between the postmodern narrative voice and the struggles facing the traumatized when trying to articulate the events surrounding their traumatic experience. To avoid the trap of making “postmodernism” into such an enormous net that, when cast into literary history, it ensnares virtually everything, I turn to the work of contemporary trauma theorists and limit, quite definitively, what it means to say a text is postmodern. Cathy Caruth and others have looked to psychoanalysts such as Freud and Lacan to illustrate the close connections between trauma and literature. Caruth writes, “If PTSD must be understood as a pathological symptom, then it is not so much a symptom of the unconscious, as it is a symptom of history. The traumatized, we might say, carry an impossible history within them, or they become themselves the symptom of a history that they cannot entirely possess.”
I want to call particular attention to Caruth’s statement that the traumatized “become themselves the symptom of a history that they cannot entirely possess” as it implies a duality. The traumatized usually have a conscious awareness of the causal event, but it also colonizes their subconscious in a way beyond their control and quite possibly even their awareness (a common phenomenon, according to neuropsychologists). As a result of the trauma, points out Anne Whitehead, there are “[u]nsettling temporal structures and disturbing relations between the individual and the world.” That is, the victim of trauma is unable to perceive time and space normally. And, as psychologists Bessel A. van der Kolk and Onno van der Hart explain, the impediment to processing time and space perceptions normally are not limited to the traumatic event itself (if, indeed, there was a specific and singular event), but rather affect non-traumatic events as well (until such time that the PTSD can be effectively treated). Here, too, we must recall the group psyche operates much the same as the individual psyche. Whitehead reiterates, “[Traumatic] crisis extends beyond the individual to affect the ways in which historical experience can be accessed at a cultural level.” Ronald Granofsky is among critics who have studied the close ties between the traumatic events of the Second World War and the literature that emerged in its aftermath, with Granofsky coining the term “the trauma novel” to refer to the work of writers like Kurt Vonnegut, Jr., and Thomas Pynchon. Moreover, Laura Di Prete explains, “all of these writers tackle the issue of trauma by depicting imagined collective disasters that only indirectly relate to real historical or personal traumas.”
Indeed, the emergence of postmodernism seems a direct reflection of cultural PTSD. Writes Whitehead,
[Postmodernism’s] innovative forms and techniques critique the notion of history as grand narratives, and it calls attention to the complexity of memory. Trauma fiction emerges out of postmodernist fiction and shares its tendency to bring conventional narrative techniques to their limit. In testing formal boundaries, trauma fiction seeks to foreground the nature and limitations of narrative and to convey the damaging and distorting impact of the traumatic event.
Professionals working with victims of trauma in an attempt to help them articulate and come to terms with their traumatizing event(s)—to relocate their “traumatic memory” to “narrative memory”—note the traumatized voice mirrors narrative techniques of postmodern writers. “[T]raumatic knowledge cannot be fully communicated or retrieved without distortion,” says Whitehead, who has identified key features of postmodern texts reflecting aspects of the traumatized voice: “intertextuality, repetition and a dispersed or fragmented narrative voice.” Here, then, is the vehicle for limiting my examination of “postmodern” texts. Or, said differently, the intersection of trauma and postmodern literature is at these key points:
1) intertextuality, that is, the use of various “texts” to create meanings when contextualized together that are somehow different from the meanings of those same texts when read independently
2) repetition, that is, the compulsion to return to images and events, particularly ones that at first blush may seem relatively insignificant but that gain significance(s) with each return, with each echo
3) a dispersed or fragmented narrative voice, that is, a style of narration that employs multiple authorial voices/perspectives, and/or a decidedly nonlinear emplotment (or even a decidedly “non-plotted” emplotment)
Whitehead explicitly names these three aspects of postmodern technique that mirror the traumatized voice, but I would augment the list with a fourth (implied) aspect: a search for language—if you will, for powerful, indeed, almost magical words—that will uncouple the traumatized from the traumatizing event. One significant aspect of this language-power is the act of testimony; in fact, some trauma theorists have dubbed the end of the 20th century and the beginning of the 21st the Age of Testimony. Shoshana Felman writes, “It has been suggested that testimony is the literary—or discursive—mode par excellence of our times, and that our era can precisely be defined as the age of testimony.” She goes on to compare writing about trauma in a testimonial mode as akin to psychoanalysis, in which patients confide to their therapist.
Development of the Apocalyptic Temper
In his examination of the apocalyptic temper in the American novel, Joseph Dewey theorizes about the literary community’s response to Hiroshima and Nagasaki, which he describes as “slow in coming.” Citing the work of Paul Boyer, Dewey writes, “[T]he literary conscience of America did not seem ready in the 1940s and even in the 1950s to engage the menace of the mushroom cloud.” At first, writers, along with the rest of their culture, experienced a “psychic numbing [. . .] in the face of such catastrophe.” In the ’50s, notes Dewey, “the American literary community pondered the bomb only in tentative ways.” He references “a glut of forgettable speculative fiction” that appeared during the decade. In the early ’60s, however, “the American novel began to work with the implications of the nuclear age.” Dewey speculates the Cuban Missile Crisis—”the nuclear High Noon over Cuba”—may have acted as a catalyst for writers in general to “begin to think about the unthinkable.” Dewey does not approach his subject in this way, but he seems to be accounting for the dual starting point for American postmodern literary style, which some trace to the mid-1940s and others to the ’60s. Nor does Dewey tend to speak in psychological terms, but he seems to be suggesting American writers were by and large repressing the atomic blasts for nearly two decades, until nuclear Armageddon loomed in 1962, which caused the cultural literary psyche to begin to confront the source of its trauma, if only dissociatively. The scenario Dewey suggests corresponds with the way many individuals respond to a traumatic event. As Bessel A. van der Kolk and Alexander C. McFarlane explain,
[p]eople’s interpretations of the meaning of the trauma continue to evolve well after the trauma itself has ceased. This is well illustrated by a case of delayed PTSD reported by Kilpatrick et al. (1989): A woman who was raped did not develop PTSD symptoms until some months later, when she learned that her attacker had killed another rape victim. It was only when she received this information that she reinterpreted her rape as a life-threatening attack and developed full-blown PTSD.
Perhaps the fear of nuclear Apocalypse was part of the American psyche since 1945, but it seemed unreal until 1962’s standoff with Cuba and its ally the Soviet Union. It is also useful to recall that groups—entire nations even—can respond to trauma just as individuals do. In fact, Neil J. Smelser, in his work on cultural trauma in particular, notes societies can undergo a delayed response to trauma akin to the Freudian notion of a breakdown in repression, which “only succeeded in incubating, not obliterating the threat”—though he qualifies the analogy as not being perfect.
The Leading Voices of American Postmodernism
There is more to be said regarding “In the Heart of the Heart of the Country” and, indeed, the rest of Gass’s fiction, but in closing I would like to turn, more broadly, to other postmodern writers who emerged at about the same time as William Gass. As stated earlier, my choice to focus on the fiction of Gass is because of all the postmodernists I have studied, his work most readily and most consistently reveals the connective tissue between cultural trauma and postmodern narrative style. It is worth noting that among the leading voices of American postmodernism, narratives about the Second World War are plentiful. A short list includes Thomas Pynchon’s Gravity’s Rainbow (1973), Kurt Vonnegut, Jr.’s Slaughterhouse-Five (1969), and Joseph Heller’s Catch-22 (1961). Interestingly, bombs and bombing play pivotal parts in nearly all of these novels: Gravity’s Rainbow centers on the rockets Germany is aiming toward the West, and the title itself refers to the parabolic arc of a rocket; the central event of Slaughterhouse-Five is the firebombing of Dresden, Germany, the site of an American POW camp; and Catch-22 focuses on an American bomber squadron stationed in Italy, and the kernel of the narrative returned to again and again happens on a bomber during a mission. So it seems these postmodernists are not only concerned with the events of the Second World War, but they are especially interested in bombs. None of the narratives mentioned deals directly with the bombings of Japan, but it is provocative that in each case Americans are harmed or even killed by the bombs. This indirect engagement of nuclear threat could be a dissociative response. “Avoidance may take many different forms,” write van der Kolk and McFarlane, “such as keeping away from reminders [. . .] or utilizing dissociation to keep unpleasant experiences from conscious awareness.”
In addition to these novels, there appeared a second wave of significant postmodern novels dealing with United States nuclearism, Cold War anxiety, and/or profound government mistrust. On that list would be books like Robert Coover’s The Public Burning (1977), John Barth’s Sabbatical (1982), and Don DeLillo’s Libra (1988) and Underworld (1997). The Public Burning focuses on the Rosenberg espionage trial of 1951 in which Julius and Ethel Rosenburg were charged with selling nuclear secrets to the Soviet Union. Barth’s Sabbatical tells the tale of an ex-CIA analyst who has retired from the agency and written a book about government subterfuge, and who also suspects a cover-up of the murder of his brother and other former colleagues at the CIA. Libra, meanwhile, centers on Lee Harvey Oswald and his dealings with the Soviets and Cubans leading up to the assassination of John F. Kennedy; and Underworld involves a government nuclear testing facility and focuses in part on one of its employees.
Current Perspective
Sadly, 2024, on the brink of 2025, finds no shortage of trauma in the world, on both a personal level and a cultural level, which may explain the steady interest in my trauma-theory book. In addition to my academic work, I’m also a novelist, publisher, podcaster, librarian, and educator of new writers. As a consequence I’m very interested in and very aware of current trends in the writing and publishing world, as least in the U.S., where there are fewer and fewer readers of any sort, but especially the sort of writing that we may call “trauma texts.” Therefore, agents and commercial publishers are not interested in novels and story collections that may be written from a place of trauma. The writers and the books I have discussed here are mid- to late-twentieth-century authors. They had significant (even bestseller) readerships; they won literary awards; they gave readings and lectures; they taught young writers and offered workshops. All of which may have provided a kind of cultural catharsis, mass treatment of cultural posttraumatic stress.
As a writer and teacher of new writers, I know trauma texts are being produced, here in 2024; however, most such texts are not being published (unless they’re self-published), and they’re not finding a wide readership. Moreover, new writers who may be drawn to writing trauma-inspired texts could ignore those psychic impulses because of market pressures. The only writers who are being widely read now are producing simplistic, repetitive plots—escapist fiction composed with fast, shallow consumption in mind. If the writing and reading of trauma literature does act as a therapeutic response to posttraumatic stress, what will be the consequences to stifling the traumatized voice?
What is more, I wonder if future scholars will be able to gauge the amount of cultural trauma being experienced in the beginning decades of the twenty-first century if there is a dearth of trauma texts being published (and read, reviewed, critiqued, judged, promoted, etc.). Will scholars develop a skewed sense of our reality because of market pressures and readers’ tastes?
I also fully anticipate artificial intelligence taking over the production of popular fiction (which is already essentially the only kind of fiction being published by the five remaining major houses in the U.S.). How will AI-produced texts respond to our personal and cultural needs to voice and to process trauma?



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